Review-ready content,
on the first draft.

Marketing-rule-aware drafting, citation verification, FINRA 2210 alignment for broker-dealer engagements, and supervisory-queue handoff. First drafts inside your CCO queue within forty-eight hours of brief.

The problem

Most marketing content arrives at the CCO half-finished.

Outside vendors send drafts with unsupported claims, missing citations, and disclaimer language that does not match the firm’s ADV. The CCO sends them back. The advisor loses a week. The campaign misses its window.

Compliance content is not a copywriting problem. It is a workflow problem. Drafts have to be marketing-rule-aware on the first pass, with citation chains the supervisor can audit and disclaimer language pulled from the firm’s own documents.

Famaash drafts directly against your supervisory queue, with citation verification and disclaimer alignment built into the workflow, not bolted on at review.

How we run it

Four discipline layers, one supervisory queue.

Drafting, citation verification, supervisory handoff, and a books-and-records archive that satisfies Rule 204-2 by default.

01

Marketing-rule drafting

Drafts written against the SEC marketing rule and, for broker-dealer engagements, FINRA 2210 retail-comm requirements. Fair-and-balanced reviews on every piece.

02

Citation verification

Every quantitative claim sourced and traceable. Citation chains attached to the supervisory submission so the CCO can audit without leaving the file.

03

Supervisory handoff

Native handoff into your supervisory tool, Smarsh, Hearsay, Global Relay, or to your CCO queue directly, with the metadata they expect.

04

Books-and-records archive

Archive-ready Word and PDF outputs, retained against Rule 204-2 timelines. Five-year retention minimum.

Anchor results

A private wealth practice, UHNW focus.

First draft
48 hr
After brief
First-pass approval
94%
Up from 51%
Pieces per month
14
Up from 4
Methodology

Thirty days from NDA to first piece in queue.

IDays 1 to 14

NDA & supervisory map

  • NDA before any access
  • Supervisory tool mapped
  • Disclaimer library aligned to ADV
  • Citation standards agreed with CCO
IIDays 15 to 30

Activation

  • First brief drafted and submitted
  • Supervisory handoff cadence set
  • Books-and-records archive live
  • First-pass approval rate baselined
IIIDay 31 onward

Quarterly cadence

  • Throughput tracked weekly
  • Citation accuracy audited monthly
  • Supervisory pattern review quarterly
  • Annual marketing-rule update
Related financial services capabilities

Continue exploring the practice.

The financial services audit

See where your pipeline
is leaking.

A four-question audit benchmarked against the Famaash anchor engagement. Numbers in your inbox the same day.